Under the direct supervision of the Branch Compliance Testing Section Head performs activities of the Compliance Testing and Validation Department that facilitates the implementation of the Banks Compliance Program and adherence by Branches to regulatory requirements and/or standards in the performance of business or functions, as the case may be. […]
Discuss with Branch Management significant issues as a result of the independent compliance testing, explain attendant compliance risks and secure actions to be taken including specific timetable on noted exceptions/observations; […]
Assist in the...